Audit engagement
Safeguarding & Client Money Audit
Independent testing of segregation, reconciliation cadence, and break resolution for firms holding customer balances or settlement floats.
Request this audit
Customer funds require daily proof that books, bank, and ledger agree — not quarterly comfort letters. We re-perform reconciliations for selected dates, inspect break aging, and interview treasury and finance on how unresolved items escalate.
Outputs include a control effectiveness letter for boards or investors, a break-aging heatmap, and a short procedure rewrite where daily close steps are unclear. Typical duration is three weeks; fees start at NT$190,000 for single-entity programmes.